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Kenneth Wise

Wells Fargo Advisors Financial Network, LLC

Walnut Creek, CA

Reno, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-07
TX RA APPROVED 2024-06-07
  • CA RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-06-07

Branch Locations

500 Ygnacio Valley Rd 430 [Satellite], Walnut Creek, CA 94596 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 06/2024
Wells Fargo Advisors Financial Network, Llc Walnut Creek CA 06/2024 Present
Previous Registrations
  • 2011-01-03 → 2024-06-07
    Wells Fargo Clearing Services, Llc
    Pleasanton, CA
    Danville, CA
    Pleasanton, CA
    Walnut Creek, CA
    Pleasanton, CA
    Walnut Creek, CA
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    San Ramon, CA
    Danville, CA
    Walnut Creek, CA
    Pleasanton, CA
    Dublin, CA
    Concord, CA
    San Ramon, CA
    Concord, CA
Other Businesses

WISE WEALTH MANAGEMENT LLC, INV RELATED, WALNUT CREEK, CA, 100% OWNERSHIP, START: 01/19/24. 4 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-05
S63 Uniform Securities Agent State Law Examination 1992-12-16
  • S65 Uniform Investment Adviser Law Examination
    1998-03-05
  • S63 Uniform Securities Agent State Law Examination
    1992-12-16
Other Names
  • Kenneth Scott Wise

View on SEC IAPD

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OSAIC WEALTH, INC.
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KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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