Roosevelt Hernton

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2024-03-19

NM RA
APPROVED

Since 2024-03-19

Branch Locations

6565 Americas Parkway Ne Suite 200-A, Albuquerque, NM 87110 • United States

Albuquerque, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Albuquerque	NM	05/1989	Present
Pfs Investments Inc.	Albuquerque	NM	08/1992	Present

05/1989 → Present

Primerica Financial Services

Albuquerque, NM
08/1992 → Present

Pfs Investments Inc.

Albuquerque, NM

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rental Property, Co-Owner, Not Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-13
S63	Uniform Securities Agent State Law Examination	1992-12-22

S65 Uniform Investment Adviser Law Examination

2011-04-13
S63 Uniform Securities Agent State Law Examination

1992-12-22