Carlos Alfonso Soriano

Current Employers

Calamos Advisors Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2012-12-17

IL RA
APPROVED

Since 2012-12-17

Branch Locations

Northbrook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Calamos Financial Services Llc	Naperville	IL	09/2009	Present
Calamos Advisors Llc	Naperville	IL	09/2009	Present

09/2009 → Present

Calamos Financial Services Llc

Naperville, IL
09/2009 → Present

Calamos Advisors Llc

Naperville, IL

Previous Registrations

2009-09-28 → 2012-12-12

Calamos Wealth Management Llc

Naperville, IL
2008-05-16 → 2009-04-02

Oppenheimer & Co. Inc.

Chicago, IL
2007-06-14 → 2008-05-22

J.P. Morgan Securities Llc

Chicago, IL
2005-11-21 → 2007-05-25

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL

Other Businesses

1) PRIVATE CONDO; INVESTMENT RELATED; 5329 N KENMORE AVE, APT2, CHICAGO IL 60640; CONDO RENTAL; OWNER; STARTED 02/01/10; 1 HOUR/MONTH, NONE DURING TRADING HOURS; GENERAL LANDLORD DUTIES, WHICH ARE MINIMAL BECAUSE THE BUILDING'S ASSOCIATION MANAGEMENT TAKES CARE OF MOST.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-18

S66 Uniform Combined State Law Examination

2005-11-18

Other Names

Carlos A Soriano Salinas
Carlos Alfonso Soriano Salinas

View on SEC IAPD