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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-05-02 |
| NY | RA | APPROVED | 2022-04-29 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
2200 Atlantic Street 2Nd Floor, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 09/2013 | 04/2022 |
| Newedge Securities. Inc. | Pittsburgh | PA | 04/2022 | Present |
| Newedge Wealth | Stamford | CT | 04/2022 | Present |
1. GRIFFON FARM; 193 Salem Rd, Pound Ridge, NY 10576; Horse boarding and training; Proprietor/owner; Keep horses at my house in my barn; 3/5/2020; Business hours per month: 15...0 hours during trading...Not investment related 2.insurance Lincoln Financial*Yes Invest*no ownership interest*2 Hrs per mnth/2 DUring Trade*8/1/22 3.NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 04/29/2022 4.Director of the Rosenberg Foundation*Hicksville NY*No Invest*The Rosenberg Foundation is a foundation created to giving to medical funds for children, health associations, Jewish agencies, hospitals, and colleges*Director*In my role as Director, I would be able to issue checks to the charities that the family has chosen is Barry Rosenberg is incapacitated.*1 Hr Trade/0 Non Trade 5. BFN Enterprise LLC*No Invest*Principal*Boynton Beach, Florida*Forming an LLC to Purchase a $70,000 condo to redo it and sell it. My brother-in-law is a contractor and we will be 50/50 partners. His name is Moshe Deri*Partner*Buy property and manage cost of the project*8/31/26*0 Hrs Trade/15 Non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-22 |
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