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Todd M Hauer

Morgan Stanley

Scottsdale, AZ

Greenwood Village, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-11-07
CO RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • AZ RA
    APPROVED
    Since 2023-11-07
  • CO RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

Scottsdale, AZ • United States

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Greenwood Village CO 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Greenwood Village, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Centennial, CO
  • 2000-03-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centennial, CO
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-28
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S65 Uniform Investment Adviser Law Examination
    1994-11-28
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23
Other Names
  • Todd Hauer
  • Todd Marc Hauer

View on SEC IAPD

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