David Jacob Garff

Current Employers

Employment History

• 03/2005 → Present
  Accuvest Global Advisors
  Walnut Creek, CA
• 06/2020 → Present
  Mosaic Group Llc
  Wilmington, DE

Previous Registrations

• 2008-04-28 → 2008-06-18
  Bulltick Wealth Management, Llc
  Miami, FL
• 2005-04-26 → 2005-12-15
  William Wright Associates Limited
  Walnut Creek, CA
• 1997-07-08 → 2005-03-31
  Citigroup Global Markets Inc.
  Walnut Creek, CA

Other Businesses

MIG Inc. provides software, back office and accounting support to companies. Accuvest is a client of Mosaic Online for outsourced technology and accounting support. Mosaic Online and Accuvest are operationally independent and do not share any supervised persons. Mr. Garff is the CEO of MIG Inc. and is expected to spend approximately 40% of his time in this role. Mosaic Financial is a broker-dealer registered in the Bahamas. Mosaic Financial is an Accuvest client that receives advice and services subject to written agreements. Mosaic Financial and Accuvest are operationally independent and do not share any supervised persons. Mr. Garff spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Financials Day- to-day operations. FundHaven is a mutual fund administration company registered in the Bahamas. Accuvest manages certain funds that are administered by FundHaven. FundHaven and Accuvest are operationally independent do not share any supervised persons. Mr. Garff does not hold any functional authority to direct FundHaven's day-to-day operations. Fortune Strategies is an insurance brokerage company that provides life insurance solutions to individuals, families and corporations. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not have any functional authority to direct Fortune Strategies' day-to-day operations. Mosaic Brazil Limitada is a consulting firm that provides solutions to clients in Brazil. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not have any functional authority to direct Mosaic Brazil Limitada day-to-day operations Mr. Garff holds a minority ownership stake in Mosaic Group LLC which owns a minority stake in Mosaic Financial. Mosaic Corporate Services provides corporate formation and management services to families. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Corporate Service's day-to-day operations. Mosaic Financial Uzbekistan is a broker-dealer in Uzbekistan. Mosaic Financial Uzbekistan is operationally independent from Accuvest and do not share any supervised persons. Mr. Garff spends less than 1% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Financial Uzbekistan's day-to-day operations. Mosaic Energy, LLC is a consulting company to numerous energy investments. Mr. Garff acts as a member of the LLC and spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Energy, LLC day-to-day operations. Mosaic Properties is a property holding company which manages Real Estate. Mr. Garff acts as a member of the LLC and spends less than 5% of his time in this role. Mr. Garff does not hold any functional authority to direct Mosaic Properties, LLC day-to-day operations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-19
• S63 Uniform Securities Agent State Law Examination
  1992-12-11

Other Names

• David Garff