Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-03-01 |
| TX | RA | APPROVED | 2022-02-24 |
Branch Locations
607 Cascade W Pkwy Se, Grand Rapids, MI 49546 • United States
Harbor Springs, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Grand Rapids | MI | 06/2009 | 02/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2022 |
| Lpl Financial Llc | Ada | MI | 02/2022 | Present |
1)12/20/2021 - Mosaic Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2022 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-08 |
Reach out to this advisor