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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| MI | RA | APPROVED | 2021-11-22 |
Branch Locations
200 Ottawa Ave Nw, Floor 4, Grand Rapids, MI 49503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Grand Rapids | MI | 05/2013 | 10/2021 |
| Pnc Bank | Grand Rapids | MI | 05/2013 | 10/2021 |
| Jpmorgan Chase Bank, N.A. | Grand Rapids | MI | 11/2021 | Present |
| J.P. Morgan Securities Llc | Grand Rapids | MI | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
| S65 | Uniform Investment Adviser Law Examination | 2006-08-18 |
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