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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
MI RA APPROVED 2021-11-22
  • TX RA
    APPROVED
    Since 2022-11-17
  • MI RA
    APPROVED
    Since 2021-11-22

Branch Locations

200 Ottawa Ave Nw, Floor 4, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Grand Rapids MI 05/2013 10/2021
Pnc Bank Grand Rapids MI 05/2013 10/2021
Jpmorgan Chase Bank, N.A. Grand Rapids MI 11/2021 Present
J.P. Morgan Securities Llc Grand Rapids MI 11/2021 Present
  • 05/2013 → 10/2021
    Pnc Investments
    Grand Rapids, MI
  • 05/2013 → 10/2021
    Pnc Bank
    Grand Rapids, MI
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Grand Rapids, MI
  • 11/2021 → Present
    Grand Rapids, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
S65 Uniform Investment Adviser Law Examination 2006-08-18
  • S66 Uniform Combined State Law Examination
    2022-01-14
  • S65 Uniform Investment Adviser Law Examination
    2006-08-18
Designations
Other Names
  • Mike Curtis
  • Michael R Curtis
  • Michael Robert Curtis

View on SEC IAPD

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