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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-21 |
| CA | RA | APPROVED | 2019-04-30 |
Branch Locations
1981 N Broadway Ste 320, Walnut Creek, CA 94596 • United States
Folsom, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 03/2013 | 04/2019 |
| Lpl Financial, Llc | Walnut Creek | CA | 04/2019 | Present |
1. 4/29/2019 - BLUE SKY FINANCIAL MANAGEMENT INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 7/2005 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 4/29/2019 - SCOTT FEHER AND ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/2014 - Time Spent 90%. 3. 11/14/2024 - Blue Sky Financial Management, Inc - Other - Loan - Financial Advisor - Not Investment Related - 1981 North Broadway Suite 320, Walnut Creek, CA 95630 - Start Date 12/01/2024 - 5 Hours Per Month/ 3 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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