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Stephanie L Addison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

Fort Worth, TX

Roanoke, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-06
CA RA APPROVED 2012-01-18
  • TX RA
    APPROVED
    Since 2018-07-06
  • CA RA
    APPROVED
    Since 2012-01-18

Branch Locations

17802 W Interstate 10, San Antonio, TX 78257 • United States

301 Commerce St, Fort Worth, TX 76102 • United States

Roanoke, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 01/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-17
S63 Uniform Securities Agent State Law Examination 1993-04-07
  • S66 Uniform Combined State Law Examination
    2012-01-17
  • S63 Uniform Securities Agent State Law Examination
    1993-04-07
Other Names
  • Stephanie Louise Sampson
  • Stephaine Louise Sampson
  • Stephaine Hawkins
  • Stephanie Louise Hawkins
  • Stephanie Louise Hawkins
  • Stephanie Louise Sampson
  • Stephanie Louise Addison

View on SEC IAPD

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