David Seth Coleman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-21
TX	RA	APPROVED_RES	2015-12-22
NJ	RA	APPROVED	2013-03-21

FL RA
APPROVED

Since 2026-04-21
TX RA
APPROVED_RES

Since 2015-12-22
NJ RA
APPROVED

Since 2013-03-21

Branch Locations

Delray Beach, FL • United States

51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Shorts Hills	NJ	03/2013	Present

03/2013 → Present

Ubs Financial Services Inc.

Shorts Hills, NJ

Previous Registrations

2009-06-01 → 2013-03-28

Morgan Stanley

Westfield, NJ

Short Hills, NJ
2002-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Westfield, NJ

Short Hills, NJ

Short Hills, NJ

Westfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-29
S63	Uniform Securities Agent State Law Examination	1993-03-17

S65 Uniform Investment Adviser Law Examination

1995-09-29
S63 Uniform Securities Agent State Law Examination

1993-03-17