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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2023-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
| Gaffey Deane & Talley Pllc | Reston | VA | 01/2019 | 08/2025 |
| Apex 2030 Inc. | Jupiter | FL | 01/2021 | Present |
| Gaffey Deane & Talley Plc | Reston | VA | 01/2011 | 12/2018 |
| Gaffey Deane & Talley Pllc | Reston | VA | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: GAFFEY DEANE & TALLEY PLLC; INVESTMENT RELATED: NO; ADDRESS: 12355 SUNRISE VALLEY DR, STE 120, RESTON, VA 20191; NATURE OF BUSINESS: CPA FIRM; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: EMPLOYEE: APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND ACCOUNTING; 2. NAME OF OTHER BUSINESS: APEX 2030 INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: OPERATE TAX AND ACCOUNT BUSINESS; 3. NAME OF OTHER BUSINESS: BOWMAN GASKINS FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2003, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-08 |
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