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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-29
FL RA APPROVED 2023-05-25
  • VA RA
    APPROVED
    Since 2023-06-29
  • FL RA
    APPROVED
    Since 2023-05-25

Branch Locations

410 Pine St Se Ste 300, Vienna, VA 22180 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Gaffey Deane & Talley Pllc Reston VA 01/2019 08/2025
Apex 2030 Inc. Jupiter FL 01/2021 Present
Gaffey Deane & Talley Plc Reston VA 01/2011 12/2018
Gaffey Deane & Talley Pllc Reston VA 08/2025 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Schaumburg, IL
  • 01/2019 → 08/2025
    Gaffey Deane & Talley Pllc
    Reston, VA
  • 01/2021 → Present
    Apex 2030 Inc.
    Jupiter, FL
  • 01/2011 → 12/2018
    Gaffey Deane & Talley Plc
    Reston, VA
  • 08/2025 → Present
    Gaffey Deane & Talley Pllc
    Reston, VA
Previous Registrations
  • 2003-09-15 → 2013-09-03
    Walnut Street Securities, Inc.
    Vienna, VA
    Rockville, MD
    Reston, VA
  • 2001-12-06 → 2003-06-02
    Mclean, VA
Other Businesses

1. NAME OF OTHER BUSINESS: GAFFEY DEANE & TALLEY PLLC; INVESTMENT RELATED: NO; ADDRESS: 12355 SUNRISE VALLEY DR, STE 120, RESTON, VA 20191; NATURE OF BUSINESS: CPA FIRM; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: EMPLOYEE: APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND ACCOUNTING; 2. NAME OF OTHER BUSINESS: APEX 2030 INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: OPERATE TAX AND ACCOUNT BUSINESS; 3. NAME OF OTHER BUSINESS: BOWMAN GASKINS FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2003, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-16
S63 Uniform Securities Agent State Law Examination 1992-12-08
  • S65 Uniform Investment Adviser Law Examination
    1992-12-16
  • S63 Uniform Securities Agent State Law Examination
    1992-12-08

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