Jeffrey Michael Welsh

Current Employers

Employment History

• 09/1992 → Present
  Bard Financial Services, Inc.
  Branford, CT
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Branford, CT

Previous Registrations

• 1996-11-06 → 2026-02-09
  Bard Financial Services, Inc.
  Branford, CT
  West Haven, CT

Other Businesses

1) BUDDERFLY POSITION: PASSIVE INVESTOR NATURE: C CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2018 ADDRESS: 2 TRAP FALLS RD, SHELTON CT 06484, United States DESCRIPTION: NONE. 2) JEFFREY M WELSH POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1993 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: SELL TERM AND FIXED LIFE, FIXED ANNUITIES, ACCIDENT & HEALTH INSURANCE. 3) BARD FINANCIAL SERVICES, INC. POSITION: VICE PRESIDENT NATURE: CORPORATION/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 01/01/2001 ADDRESS: 388 EAST MAIN ST, BRANFORD CT 06405, United States DESCRIPTION: FEE BASED ASSET MANAGEMENT THROUGH SPFI WMP. 4) REVERENCE CAPITAL PARTNERS II POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2018 ADDRESS: 477 MADISON AVENUE, NEW YORK NY 10022, United States DESCRIPTION: I am a small passive investor. No duties. This investment is managed by the same group, and is similar to, Reverence Capital Partners I, which was approved by SPFI in 2014. 5) REVERENCE CAPITAL PARTNERS POSITION: PASSIVE INVESTOR NATURE: PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 477 MADISON AVE, 23rd FLOOR, NEW YORK NY 10022, United States DESCRIPTION: NONE 6) REVERENCE CAPITAL PARTNERS FUND 3 POSITION: PASSIVE INVESTOR NATURE: PRIVATE EQUITY FUND (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 10 E 53rd Street, 14th floor, New York NY 10022, United States DESCRIPTION: NONE 7) REVERENCE CAP OPP FUND 5 POSITION: PASSIVE INVESTOR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2021 ADDRESS: 10 EAST 53rd ST, NEW YORK NY 10022, United States DESCRIPTION: NONE 8) ACTIVATE CAPITAL PARTNERS II, LP POSITION: PASSIVE INVESTOR NATURE: LP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 50 CALIFORNIA ST, SAN FRANCISCO CA 94111, United States DESCRIPTION: NONE 9) OSAIC WEALTH, INC. POSITION: REGISTERED PRINCIPAL NATURE: CORPORATION, BROKER-DEALER INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/1992 ADDRESS: 388 EAST MAIN STREET, BRANFORD CT 06405, United States DESCRIPTION: PROVIDE FINANCIAL AND INVESTMENT RECOMMENDATIONS TO CLIENTS, AND ASSOCIATED ADMINISTRATIVE, SUPERVISORY, AND COMPLIANCE FUNCTIONS. 10) OLIVE INDUSTRIES LLC POSITION: MEMBER NATURE: This entity exists for tax purposes only. Personal 1099 income is being routed through this LLC. The entity will have no customers, and I will not make it known to clients or the public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2025 ADDRESS: 6209 SIGNATURE POINTE LANE, BRADENTON FL 34210, United States DESCRIPTION: State filings to maintain the entity, and tax filing.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-02
• S63 Uniform Securities Agent State Law Examination
  1992-10-16