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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-13
  • TN RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-13

Branch Locations

615 Memorial Blvd, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Murfreesboro TN 02/2014 12/2017
Lpl Financial Llc Tullahoma TN 12/2017 01/2021
First Bank Tullahoma TN 12/2017 01/2021
Raymond James Financial Services, Inc Murfreesboro TN 01/2021 Present
Raymond James Financial Services Advisors, Inc Murfreesboro TN 01/2021 Present
First Bank Murfreesboro TN 01/2021 Present
First Bank Investment Partners Murfreesboro TN 01/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: FirstBank Address: 615 Memorial Blvd, Murfreesboro, TN, 37129, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/20/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: FirstBank Investment Partners Address: 615 Memorial Blvd, Murfreesboro, TN, 37129, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/20/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-14
  • S63 Uniform Securities Agent State Law Examination
    1992-12-14
Other Names
  • Rob Norman

View on SEC IAPD

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