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Shannon Denise Kolton

Morgan Stanley

Cleveland, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
OH RA APPROVED 2017-08-25
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • OH RA
    APPROVED
    Since 2017-08-25

Branch Locations

200 Public Square Suite 2600, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rocky River OH 03/2009 08/2017
Morgan Stanley Cleveland OH 08/2017 Present
Previous Registrations
  • 2009-03-18 → 2017-09-05
    Ubs Financial Services Inc.
    Rocky River, OH
  • 2007-04-02 → 2009-03-17
    Morgan Stanley & Co. Llc
    Cleveland, OH
    Cleveland, OH
  • 2004-10-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Cleveland, OH
    Cleveland, OH
  • 2002-11-05 → 2004-11-01
    Citigroup Global Markets Inc.
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-13
S63 Uniform Securities Agent State Law Examination 2001-03-20
  • S66 Uniform Combined State Law Examination
    2016-04-13
  • S63 Uniform Securities Agent State Law Examination
    2001-03-20

View on SEC IAPD

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