Travis Wayne King

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-07-23
OH	RA	APPROVED	2019-03-29
TX	RA	APPROVED	2019-03-29

FL RA
APPROVED

Since 2019-07-23
OH RA
APPROVED

Since 2019-03-29
TX RA
APPROVED

Since 2019-03-29

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dayton	OH	08/2000	03/2019
Robert W. Baird	Centerville	OH	03/2019	Present

08/2000 → 03/2019

Ubs Financial Services Inc.

Dayton, OH
03/2019 → Present

Robert W. Baird

Centerville, OH

Previous Registrations

2000-08-10 → 2019-04-09

Ubs Financial Services Inc.

Miamisburg, OH

Dayton, OH

Other Businesses

Name/Address: Design Properties - Soraya Farms, LLC 8534 Yankee Street Dayton OH 45458 Start Date: 7/1/05 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-14
S63	Uniform Securities Agent State Law Examination	1993-02-01

S65 Uniform Investment Adviser Law Examination

1999-12-14
S63 Uniform Securities Agent State Law Examination

1993-02-01

View on SEC IAPD