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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-10-07
  • GA RA
    APPROVED
    Since 2004-10-07

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Albany, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc World Markets Atlanta GA 04/2001 Present
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 04/2001 → Present
    Cibc World Markets
    Atlanta, GA
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Other Businesses

1.DOUBLEGATE DESIGNS LOCATED AT MY PLACE OF RESIDENCE - I AM THE SOLE PROPRIETOR & SOLE OWNER. THE BUSINESS IS NOT INVESTMENT RELATED. NATURING OF BUSINESS: PURCHASING CRAFTING ITEMS AT WHOLESALE PRICES. START DATE OF BUSINESS: 3/30/2022. I DEVOTE LESS THAN 1 HOUR PER MONTH TO THE BUSINESS. I DEVOTE ZERO HOURS DURING SECURITY TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-26
S63 Uniform Securities Agent State Law Examination 1992-10-08
  • S65 Uniform Investment Adviser Law Examination
    1992-10-26
  • S63 Uniform Securities Agent State Law Examination
    1992-10-08
Other Names
  • Jerome Worth Lynn

View on SEC IAPD

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