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Edward Allen Stein

Eagle Strategies LLC

Norfolk, VA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-08-04
  • VA RA
    APPROVED
    Since 2008-08-04

Branch Locations

999 Waterside Drive Suite 900, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Norfolk VA 08/2007 Present
Nylife Securities Llc Norfolk VA 10/2007 Present
Eagle Strategies Llc Norfolk VA 08/2008 Present
  • 08/2007 → Present
    New York Life Insurance Company
    Norfolk, VA
  • 10/2007 → Present
    Nylife Securities Llc
    Norfolk, VA
  • 08/2008 → Present
    Norfolk, VA
Previous Registrations
  • 2003-10-31 → 2007-09-25
    Virginia Beach, VA
    Virginia Beach, VA
  • 2000-04-17 → 2003-12-31
    Dukes & Co Advisory, Inc.
    Virginia Beach, VA
Other Businesses

INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC [MACRO PLANNERS, LLC; RECEIVES LIFE AND GROUP INSURANCE RENEWAL COMMISSIONS ON CASE SOLD PRIOR TO JOINING NYL; 444 VIKING DRIVE SUITE 350, VIRGINIA BEACH, VA 23452; START DATE 08/2003; ROLE/TITLE: OWNER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Bayview Shores HOA; - Homeowners Association; Bayview Shores HOA c/o DSM Management Group 425 W 20th St # 4, Norfolk, VA 23517; Start Date 11/2015; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-23
S63 Uniform Securities Agent State Law Examination 1995-04-19
  • S65 Uniform Investment Adviser Law Examination
    1997-07-23
  • S63 Uniform Securities Agent State Law Examination
    1995-04-19
Other Names
  • Ed Stein

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