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James Reginald Davis

Reg Davis Investments, LLC

Grand Prairie, TX

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Current Employers
Reg Davis Investments, Llc

Grand Prairie, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-06
  • TX RA
    APPROVED
    Since 2018-09-06

Branch Locations

Grand Prairie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James R. Davis, Registered Investment Advisor Grand Prairie TX 04/2008 03/2017
Reg Davis Investments, Llc Dallas TX 09/2018 Present
None Grand Prairie TX 04/2017 08/2018
  • 04/2008 → 03/2017
    James R. Davis, Registered Investment Advisor
    Grand Prairie, TX
  • 09/2018 → Present
    Reg Davis Investments, Llc
    Dallas, TX
  • 04/2017 → 08/2018
    None
    Grand Prairie, TX
Previous Registrations
  • 2008-04-28 → 2008-04-28
    James R. Davis
    Grand Prairie, TX
  • 2006-08-07 → 2007-07-30
    First Dallas Securities Incorporated
    Dallas, TX
  • 2007-01-03 → 2007-07-30
    Hodges Capital Management Inc
    Dallas, TX
  • 2006-06-28 → 2006-08-08
    Bbva Compass Investment Solutions, Inc
    Arlington, TX
  • 2002-11-01 → 2005-01-03
    S&P Investors, Inc.
    Dallas, TX
Other Businesses

Registered with United Healthcare to do Medicare Supplement and Medicare Advantage plans.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-09
S63 Uniform Securities Agent State Law Examination 1992-10-16
  • S65 Uniform Investment Adviser Law Examination
    1998-10-09
  • S63 Uniform Securities Agent State Law Examination
    1992-10-16

View on SEC IAPD

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