Best Investors
Account
Sign in
Best Investors
Account
Sign in
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-14 |
| TX | RA | APPROVED_RES | 2017-03-13 |
| WI | RA | APPROVED | 2001-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co | Milwaukee | WI | 11/2001 | Present |
Name/Address: Ripple Records LLC 540 W Glenview Ave Oconomowoc WI 53066 Start Date: 8/15/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Commonfund Capital Secondary Partners IV, L.P / 15 Old Dandury Rd, Wilton, CT 06897 Start Date: 11/1/23 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-4 hours/month Role/Responsibility: Advisory Committee Member Investment Related Name/Address: Innovative Sign 21700 Doral Rd Waukesha WI 53186 Start Date: 1/9/25 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
Reach out to this advisor