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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2014-12-10 |
| TX | RA | APPROVED_RES | 2014-12-05 |
Branch Locations
301 W Northern Lights Blvd [W4-Rbo], Anchorage, AK 99503 • United States
301 W Northern Lights Blvd Ste 501, Anchorage, AK 99503 • United States
301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anchorage | AK | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; BUCERIAS, NAYARYT, MEXICO; VACATION CONDO; 100% OWNERSHIP WITH SPOUSE; START 1/1/2007; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. ALASKA COMMISSION ON JUDICIAL CONDUCT; NOT INV. RELATED; ANCHORAGE, ALASKA; CITIZEN BOARD MEMBER; START DATE 5/17/2024; 8 HRS PER QUARTER; DUTIES: ATTEND QUARTERLY MEETINGS TO REVIEW COMPLAINTS AGAINST JUDGES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-07 |
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