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David Bryan Schachter

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-03-15
CA RA APPROVED 2004-02-13
  • TX RA
    APPROVED
    Since 2004-03-15
  • CA RA
    APPROVED
    Since 2004-02-13

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Century City CA 02/2004 Present
  • 02/2004 → Present
    Ubs Financial Services
    Century City, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-23
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    1995-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06

View on SEC IAPD

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