Best Investors Account Sign in

Dennis Dean Ross

Cetera Investment Advisers LLC

Hillard, OH

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

Hillard, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 09/2025
Cetera Wealth Services, Llc El Segundo CA 07/2021 Present
Cetera Advisors Llc Greenwood Village CO 07/2021 Present
Cetera Investment Services Llc St Cloud MN 07/2021 Present
First Allied Securities Inc San Diego CA 07/2021 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Avantax Investment Services Inc Dallas TX 02/2025 09/2025
Cetera Financial Specialists Llc Schaumburg IL 07/2021 Present
  • 10/2012 → 09/2025
    J.P. Morgan Securities Llc
    Columbus, OH
  • 07/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2021 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 07/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2021 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 02/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
  • 07/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
  • 2012-10-01 → 2021-07-13
    J.P. Morgan Securities Llc
    Columbus, OH
    Columbus, OH
  • 2010-05-14 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Columbus, OH
    Whitehall, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-11
S63 Uniform Securities Agent State Law Examination 2008-09-24
  • S65 Uniform Investment Adviser Law Examination
    2010-05-11
  • S63 Uniform Securities Agent State Law Examination
    2008-09-24

View on SEC IAPD

More in Hillard, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor