Michael Edward Kostich

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-04-02

NC RA
APPROVED

Since 2020-04-02

Branch Locations

4 Clark Ct, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kostich & Associates Pc Cpas	Frisco	NC	11/1988	03/2020
H.D. Vest Investment Services	Frisco	NC	09/1992	02/2020
H.D. Vest Advisory Services	Frisco	NC	09/1993	02/2020
Parker Lane Llc	Pinehurst	NC	03/2018	03/2020
Lpl Financial, Llc	Pinehurst	NC	02/2020	Present

11/1988 → 03/2020

Kostich & Associates Pc Cpas

Frisco, NC
09/1992 → 02/2020

H.D. Vest Investment Services

Frisco, NC
09/1993 → 02/2020

H.D. Vest Advisory Services

Frisco, NC
03/2018 → 03/2020

Parker Lane Llc

Pinehurst, NC
02/2020 → Present

Lpl Financial, Llc

Pinehurst, NC

Previous Registrations

2001-12-31 → 2020-03-31

Avantax Advisory Services

Frisco, NC

Other Businesses

1) 1/2019 - Real Estate Rental - MP 72 LLC - Investment Related - 53722 NC 12 Highway, Frisco, NC 27936 2) 1/2005 - Tax Prep/Accounting/CPA - Investment Related - Pinehurst, NC 28734 3) 1/2012 - DBA for LPL Business (entity for LPL business) - Wealth Planning Advisors, Inc - Investment Related - Pinehurst, NC 28734 4) 1/2010 - Other - Thompson Reuters myPay Solutions (MPS) - Not Investment Related - 53722 NC 12 Highway Frisco NC 27936 5) 1/2018 - Real Estate Rental - Parker Lane LLC - Investment Related - 40 Parker Lane Pinehurst NC 28734 6) 1/2005 - Real Estate Rental - Frisco Properties - Investment Related - 53722 NC 12 Highway Frisco NC 27936 7) 1/2000 - Real Estate Rental - Kamp Inc - Investment Related - 57199 MV Australia Lane Hatterson, NC 27943 8) 11/9/2021 - MCC Pinehurst Partnership - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2021 - 2 Hours Per Month During Securities Trading - Interest, dividends and potential equity growth.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-10
S63	Uniform Securities Agent State Law Examination	1992-12-08

S65 Uniform Investment Adviser Law Examination

1998-12-10
S63 Uniform Securities Agent State Law Examination

1992-12-08

Other Names

Mike Kostich
Michael Edward Kostich

View on SEC IAPD