Daniel Sheldon Jewell

Current Employers

Jewell Wealth Management Inc.

Tucson, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2020-10-06
CA	RA	APPROVED	2019-06-24

AZ RA
APPROVED

Since 2020-10-06
CA RA
APPROVED

Since 2019-06-24

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jewell Financial & Insurance Solutions Inc.	Irvine	CA	05/2014	Present
Horter Investment Management, Llc	Cincinnati	OH	02/2016	06/2019
Jewell Wealth Management Inc.	Irvine	CA	05/2019	Present

05/2014 → Present

Jewell Financial & Insurance Solutions Inc.

Irvine, CA
02/2016 → 06/2019

Horter Investment Management, Llc

Cincinnati, OH
05/2019 → Present

Jewell Wealth Management Inc.

Irvine, CA

Previous Registrations

2016-02-29 → 2019-06-25

Horter Investment Management, Llc

Irvine, CA

Cincinnati, OH
2014-04-10 → 2016-03-15

Jewell Financial Management

San Juan Capistrano, CA

Other Businesses

BUSINESS NAME: Jewell Financial & Insurance Solutions Inc. INVESTMENT RELATED: YES ADDRESS: 19800 MacArthur Blvd Suite 300 IRVINE, CA 92612 NATURE OF BUSINESS: INSURANCE SALES POSITION: PROPRIETOR/OWNER START DATE: 06/1994 HOURS: 10 HOURS DURING SECURITIES EXCHANGE: 10 HOURS DURING SECURITIES TRADING HOURS: 40 DUTIES: INSURANCE PRODUCT SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-10
S63	Uniform Securities Agent State Law Examination	1992-10-09

S65 Uniform Investment Adviser Law Examination

2014-03-10
S63 Uniform Securities Agent State Law Examination

1992-10-09

View on SEC IAPD