Eric Jay Vetack

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-03-13
NC	RA	APPROVED	2009-09-25

SC RA
APPROVED

Since 2023-03-13
NC RA
APPROVED

Since 2009-09-25

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2007-08-10 → 2009-10-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2001-12-31 → 2007-08-16

Citigroup Global Markets Inc.

Charlotte, NC

Charlotte, NC

Other Businesses

1. 5/8/2018 - COPERNICUS Wealth & Retirement Consultants, LLC - DBA: COPERNICUS Private Wealth & Retirement Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/11/2018 - 200 Hours Per Month/8 Hours During Securities Trading. 2. 04/25/2023 - Arrow & Bow Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading 3. 03/11/2026 - Eric J. Vetack, CPA - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 03/05/2026 - 20 hours per month/ 10 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-12
S63	Uniform Securities Agent State Law Examination	1992-10-07

S65 Uniform Investment Adviser Law Examination

1992-10-12
S63 Uniform Securities Agent State Law Examination

1992-10-07

View on SEC IAPD