Inactive

Carl Scott Lamb

Parallel Advisors, LLC

San Francisco, CA

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Current Employers

Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-10

CA RA
APPROVED

Since 2025-04-10

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Oceanside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Loring Ward Securities	San Diego	CA	02/2011	06/2018
Lpl Financial	San Diego	CA	06/2018	10/2018
Allworth Financial	San Diego	CA	12/2018	04/2025
Parallel Advisors, Llc	Oceanside	CA	04/2025	Present

02/2011 → 06/2018

Loring Ward Securities

San Diego, CA
06/2018 → 10/2018

Lpl Financial

San Diego, CA
12/2018 → 04/2025

Allworth Financial

San Diego, CA
04/2025 → Present

Parallel Advisors, Llc

Oceanside, CA

Previous Registrations

2019-06-22 → 2025-04-04

Allworth Financial, L.P.

San Diego, CA

Folsom, CA
2018-06-28 → 2018-10-03

Lpl Financial Llc

San Diego, CA
2011-01-27 → 2018-06-04

Lwi Financial Inc.

San Jose, CA

San Diego, CA
2008-09-18 → 2010-12-31

Lpl Financial Llc

San Diego, CA
2006-01-01 → 2008-08-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Rancho Santa Fe, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-22

S66 Uniform Combined State Law Examination

2005-12-22

Designations

Other Names

Carl Scott Lamb
C. Scott Lamb

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC

DIVISAR CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

1SHARPE CAPITAL LLC

RBC SECURITIES, INC

STRATEGIC ADVISERS LLC

VALEAS CAPITAL PARTNERS

ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL

JOHN HUGH MCDEVITT

JOSEPH WADE PITTS

MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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