Kathleen Diane Osborne-Davis

Current Employers

Employment History

• 03/1999 → 03/2018
  Valic Investment Services Company
  Jackson, MS
• 05/2019 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 04/2018 → 04/2019
  Unemployed
  Baton Rouge, LA
• 06/2019 → Present
  Capital Asset Management, Llc
  Denver, CO
• 07/2003 → Present
  Independent Insurance Agent
  Baton Rouge, LA
• 09/2022 → Present
  Cetera Advisors Llc
  Baton Rouge, LA

Previous Registrations

• 2003-07-10 → 2018-03-07
  Valic Financial Advisors, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1) TRI DELTA SOORITY; VOLUNTEER; OTHER; START DATE: 05/31/2019; 8 HOURS PER MONTH. 2) CAPITAL ASSET MANAGEMENT, LLC; ADVISOR; REGISTERED INVESTMENT ADVISOR; START DATE: 05/22/2019; 160 HOURS PER MONTH. 3) HARRIET H OSBORNE; POA; FIDUCIARY POSITION; START DATE: 01/01/2007; 8 HOURS PER MONTH. 4) OSBORNE FAMILY LLC; GENERAL PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 01/01/2007; 8 HOURS PER MONTH. 5) OSBORNE LIMITED FAMILY PARTNERSHIP LLC; GENERAL PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 01/01/2007; 4 HOURS PER MONTH. 6) REO RESIDUARY TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE: 01/01/2006; 4 HOURS PER MONTH. 7) KOD WEALTH MANAGEMENT LLC; SOLE PROPRIETOR; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 05/01/2020; 4 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-03-02

Other Names

• Kathleen Diane Osborne
• Kathy Osborne
• Kathleen Diane Osborne
• Kathy Davis