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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-18 |
Branch Locations
101 Crawfords Corner Rd Ste 1120, Holmdel, NJ 07733 • United States
Red Bank, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 03/2022 |
| Santander Bank, Na | Boston | MA | 08/2004 | 03/2022 |
| Lpl Financial Llc | Holmdel | NJ | 03/2022 | Present |
1)03/15/2022 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 160 Hr/Mth 2)03/15/2022 - Book of Brokers - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 40 Hr/Mth 3)03/15/2022 - Barsolona Financial - Business Entity For Tax/Investment Purposes Only - Owner - Non-Inv Rel - Red Bank, NJ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-04 |
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