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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| GA | RA | APPROVED | 2003-04-08 |
Branch Locations
10825 Alpharetta Hwy 3Rd Fl, Roswell, GA 30076 • United States
2520 Northwinds Pkwy Ste 200 [G9-Rbo], Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roswell | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roswell | GA | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, MIDLOTHIAN, VA, START: 3/14/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
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