Timothy Costello

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-11-03
TX	RA	APPROVED	2017-11-03

NJ RA
APPROVED

Since 2017-11-03
TX RA
APPROVED

Since 2017-11-03

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Montvale	NJ	06/2009	11/2017
Bank Of America, N.A.	Montvale	NJ	08/2011	11/2017
Ubs Financial Services	Nj	NJ	11/2017	Present

06/2009 → 11/2017

Merrill Lynch

Montvale, NJ
08/2011 → 11/2017

Bank Of America, N.A.

Montvale, NJ
11/2017 → Present

Ubs Financial Services

Nj, NJ

Previous Registrations

2009-07-10 → 2017-11-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montvale, NJ
2009-06-01 → 2009-07-15

Morgan Stanley

Paramus, NJ
2002-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Paramus, NJ

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-06
S63	Uniform Securities Agent State Law Examination	1992-11-27

S65 Uniform Investment Adviser Law Examination

1994-07-06
S63 Uniform Securities Agent State Law Examination

1992-11-27

Other Names

Timothy P Costello
Timothy Patrick Costello
Timothy P Costello

View on SEC IAPD