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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-17
GA RA APPROVED 2025-06-06
  • NC RA
    APPROVED
    Since 2025-06-17
  • GA RA
    APPROVED
    Since 2025-06-06

Branch Locations

1551 Jennings Mill Rd Suite 2600-D, Watkinsville, GA 30677 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

410 Peachtree Pkwy Bldg 400, Ste 4245, Cumming, GA 30041 • United States

230 Main St Sw, Gainesville, GA 30501 • United States

Hayesville, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moore'S Wealth Management Gainesville GA 04/2009 05/2025
Precision Capital Management Coppell TX 04/2015 04/2018
Advisory Services Network, Llc Atlanta GA 08/2017 05/2025
Steward Partners Global Advisory, Llc Gainesville GA 05/2025 Present
Steward Partners Investment Advisory, Llc Gainesville GA 05/2025 Present
  • 04/2009 → 05/2025
    Moore'S Wealth Management
    Gainesville, GA
  • 04/2015 → 04/2018
    Precision Capital Management
    Coppell, TX
  • 08/2017 → 05/2025
    Advisory Services Network, Llc
    Atlanta, GA
  • 05/2025 → Present
    Steward Partners Global Advisory, Llc
    Gainesville, GA
  • 05/2025 → Present
    Gainesville, GA
Previous Registrations
Other Businesses

1) SCOTT MOORE CONSULTING LLC: OWNER/CONSULTANT SINCE 08/2019; CONSULTING FINANCIAL ADVISORS ON HOW TO CREATE, MARKET & OPERATE A SUCCESSFUL PRACTICE INCLUDING THE DISTRIBUTION OF THE AUTHORED BOOK NEXT! TO GUIDE FA'S ON CREATE, MARKET AND OPERATE A SUCCESSFUL PRACTICE; RELEASED 2019. NOT INVESTMENT RELATED; 20 HRS/MONTH, NONE DURING TRADING HOURS. 2) BROAD & MAIN LLC: MANAGING MEMBER SINCE JUNE 2021. LLC FORMED FOR THE PURPOSE OF PURCHASING & OWNING AN OFFICE BUILDING FOR THE BRANCH. NOT INVESTMENT RELATED; 10 HRS/MO DEVOTED TO ACTIVITY; 0 HRS/MO DEVOTED DURING BUSINESS HOURS; CITY/STATE: GAINSVILLE, GA 3) FINANCIAL INDEPENDENCE GROUP; NOT INVESTMENT RELATED; 15HR/MO DEVOTED TO THIS ACTIVITY; 0HRS/MO DURING BUSINESS HOURS; NATURE OF ACTIVITY: MARKETING COACH TO FA'S; DUTIES: COACHING FA'S ON THEIR MARKETING STRATEGIES; CITY/STATE: CORNELIUS, NC; START DATE: 01/01/2019.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-29
S63 Uniform Securities Agent State Law Examination 1992-10-28
  • S65 Uniform Investment Adviser Law Examination
    2009-12-29
  • S63 Uniform Securities Agent State Law Examination
    1992-10-28
Other Names
  • Scott Moore

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