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Douglas Franklin Karr

Tlg Advisors, Inc.

New Orleans, LA

Summit, NJ

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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-03-03
  • LA RA
    APPROVED
    Since 2021-03-03

Branch Locations

201 St Charles Avenue Suite 4207, New Orleans, LA 70170 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Protective Life Marietta GA 01/2010 02/2017
Proequities, Inc Marietta GA 02/2010 02/2017
Gwfs Equities, Inc Greenwood Village CO 02/2017 03/2019
Proequities, Inc. Marietta GA 02/2010 02/2017
Protective Life Marietta GA 02/2010 02/2017
Advisors Asset Management, Inc Monument CO 07/2019 07/2020
Unemployed Marietta GA 03/2019 07/2019
Capital Investment Management New Orleans LA 07/2020 Present
The Leaders Group, Inc. Littleton CO 03/2021 Present
  • 01/2010 → 02/2017
    Protective Life
    Marietta, GA
  • 02/2010 → 02/2017
    Proequities, Inc
    Marietta, GA
  • 02/2017 → 03/2019
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2010 → 02/2017
    Proequities, Inc.
    Marietta, GA
  • 02/2010 → 02/2017
    Protective Life
    Marietta, GA
  • 07/2019 → 07/2020
    Advisors Asset Management, Inc
    Monument, CO
  • 03/2019 → 07/2019
    Unemployed
    Marietta, GA
  • 07/2020 → Present
    Capital Investment Management
    New Orleans, LA
  • 03/2021 → Present
    The Leaders Group, Inc.
    Littleton, CO
Previous Registrations
  • 2010-02-25 → 2017-03-20
    Concourse Financial Group Securities, Inc.
    Louisville, KY
    Marietta, GA
    Birmingham, AL
  • 2003-04-14 → 2004-07-21
    Invest Financial Corporation
    Atlanta, GA
  • 2002-04-08 → 2002-07-12
    Bb&T Investment Services, Inc.
    Charlotte, NC
Other Businesses

1.) CAPITAL INVESTMENT MANAGEMENT - 7/1/2020 - 201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 - Wholesaler, Call on financial advisors and solicit annuities, Invt Rel, Insurance business, 50 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 3/2/21 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-27
S63 Uniform Securities Agent State Law Examination 1992-09-10
  • S66 Uniform Combined State Law Examination
    2002-02-27
  • S63 Uniform Securities Agent State Law Examination
    1992-09-10
Designations
Other Names
  • Douglas Franklin Karr
  • Douglas F Karr

View on SEC IAPD

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Other Offices

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BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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