Shawn Conan Spellacy

Current Employers

Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-07-02

CA RA
APPROVED

Since 2024-07-02

Branch Locations

Carmichael, CA • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Indianapolis Financial Group	Indianapolis	IN	06/1992	Present
Connecticut Mutual Life Insurance Co.	Indianapolis	IN	07/1992	Present
Calton & Associates, Inc.	Citrus Heights	CA	05/1999	04/2024
San Blas Securities	Atlanta	GA	04/2024	Present

06/1992 → Present

Indianapolis Financial Group

Indianapolis, IN
07/1992 → Present

Connecticut Mutual Life Insurance Co.

Indianapolis, IN
05/1999 → 04/2024

Calton & Associates, Inc.

Citrus Heights, CA
04/2024 → Present

San Blas Securities

Atlanta, GA

Previous Registrations

2004-05-25 → 2024-04-18

Calton & Associates, Inc.

Fair Oaks, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-29
S63	Uniform Securities Agent State Law Examination	1993-02-17

S65 Uniform Investment Adviser Law Examination

2004-04-29
S63 Uniform Securities Agent State Law Examination

1993-02-17

Other Names

Shawn C Spellacy
Shawn Conan Spellacy
Shawn Spellacy

View on SEC IAPD