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Christopher Louis Toth

Ubs Financial Services Inc.

Scottsdale, AZ

Omaha, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-30
TX RA APPROVED 2014-03-10
NE RA APPROVED 2014-02-05
  • FL RA
    APPROVED
    Since 2022-03-30
  • TX RA
    APPROVED
    Since 2014-03-10
  • NE RA
    APPROVED
    Since 2014-02-05

Branch Locations

Scottsdale, AZ • United States

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Omaha NE 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1992-09-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1992-09-28
Designations
Other Names
  • Christopher Louis Toth
  • Christopher Lious Toth

View on SEC IAPD

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