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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

Jacksonville, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 03/2013 07/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2024
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
Empower Financial Services, Inc Greenwood Village CO 07/2025 Present
  • 03/2013 → 07/2024
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 07/2018 → 07/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2024 → Present
    Greenwood Village, CO
  • 07/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2018-07-13 → 2024-08-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-04-18 → 2018-07-13
    Jacksonville, FL
  • 2013-01-02 → 2013-04-01
    First Coast Investment Advisory
    Jacksonville, FL
  • 2010-08-09 → 2011-11-30
    Ameritas Investment Company, Llc
    Jacksonville, FL
    Lincoln, NE
    Jacksonville, FL
  • 2007-04-03 → 2010-06-30
    St. Augustine, FL
  • 2004-07-08 → 2006-12-31
    St. Augustine, FL
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-04
S63 Uniform Securities Agent State Law Examination 1992-10-19
  • S65 Uniform Investment Adviser Law Examination
    2004-06-04
  • S63 Uniform Securities Agent State Law Examination
    1992-10-19
Designations
Other Names
  • William Frederick Wagner

View on SEC IAPD

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