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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-08 |
| FL | RA | APPROVED | 2021-03-31 |
| NJ | RA | APPROVED | 2018-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Livingston | NJ | 06/2009 | 11/2018 |
| Osaic Wealth, Inc. | Livingston | NJ | 11/2018 | Present |
1. INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/07/2015 ADDRESS: 290 West Mt Pleasant Ave, Ste 2300, Livingston NJ 07039, United States DESCRIPTION: Insurance brokerage business: Life, Group Health, Fixed Annuities 2. ACORN FINANCIAL SERVICES POSITION: Investment Adviser NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2008 ADDRESS: 290 W Mt Pleasant Ave, Ste 2300, Livingston NJ 07039, United States DESCRIPTION: Financial services, securities, advising, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-28 |
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