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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-04
  • PA RA
    APPROVED
    Since 2021-05-04

Branch Locations

5832 Forbes Ave, Pittsburgh, PA 15217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Pittsburgh PA 10/2000 11/2017
Pnc Investments Pittsburgh PA 12/2010 11/2017
The Huntington National Bank Pittsburgh PA 11/2017 02/2021
The Huntington Investment Company Columbus OH 10/2017 01/2021
J.P. Morgan Chase Bank, N.A. Pittsburgh PA 04/2021 Present
J.P. Morgan Securities Llc Pittsburgh PA 04/2021 Present
Unemployed Pittsburgh PA 03/2021 03/2021
  • 10/2000 → 11/2017
    Pnc Bank
    Pittsburgh, PA
  • 12/2010 → 11/2017
    Pnc Investments
    Pittsburgh, PA
  • 11/2017 → 02/2021
    The Huntington National Bank
    Pittsburgh, PA
  • 10/2017 → 01/2021
    Columbus, OH
  • 04/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Pittsburgh, PA
  • 04/2021 → Present
    Pittsburgh, PA
  • 03/2021 → 03/2021
    Unemployed
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-13
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S66 Uniform Combined State Law Examination
    2000-04-13
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Other Names
  • John Kelly Schaefer

View on SEC IAPD

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