Best Investors Account Sign in

Brian T Sullivan

Citizens Securities, Inc.

Johnston, RI

Norwell, MA

Claim This Profile
Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-03-30
  • RI RA
    APPROVED
    Since 2023-03-30

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

36 Washington Street Queen Anne Plaza, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Braintree MA 04/2016 03/2018
Santander Bank, Na Boston MA 04/2018 03/2023
Santander Securities, Llc Dorchester MA 04/2018 03/2023
Bay State Breakers Rockland MA 10/2017 01/2023
Citizens Securities, Inc. Norwell MA 03/2023 Present
Previous Registrations
  • 2018-05-14 → 2023-03-27
    Santander Securities Llc
    Framingham, MA
    Plymouth, MA
    Framingham, MA
    Plymouth, MA
    Abington, MA
    Marshfield, MA
    Cherry Hill, NJ
    New York, NY
    Abington, MA
    Boston, MA
    Boston, MA
  • 2014-04-11 → 2018-04-02
    Citizens Securities, Inc.
    Stoughton, MA
    Quincy, MA
    Abington, MA
    Brockton, MA
    Brockton, MA
    Braintree, MA
    Braintree, MA
  • 2012-09-19 → 2014-04-08
    Santander Securities Llc
    Warwick, RI
    Boston, MA
    Lexington, MA
    Providence, RI
    West Hartford, CT
    Wickford, RI
    Plainville, CT
    Avon, CT
    Unionville, CT
  • 2012-06-05 → 2012-09-19
    Lpl Financial Llc
    Warwick, RI
  • 2009-09-08 → 2010-10-27
    Edward Jones
    St Louis, MO
    South Hadley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-03
S63 Uniform Securities Agent State Law Examination 2005-10-06
  • S66 Uniform Combined State Law Examination
    2009-09-03
  • S63 Uniform Securities Agent State Law Examination
    2005-10-06
Other Names
  • Brian Thomas Sullivan

View on SEC IAPD

More in Johnston, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor