Lance Warren Rultenberg

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-09-10

PA RA
APPROVED

Since 2010-09-10

Branch Locations

101 Greenwood Avenue Suite 202, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	08/2000	Present

08/2000 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. GLOBAL FINANCIAL ASSOCIATES, INC; PRESIDENT AND SOLE OWNER; OPERATING COMPANY FOR SECURITIES AND FIXED INSURANCE BUSINESS; CONDCUTED FROM BRANCH LOCATION; INVETSMENT RELATED. 2. FIXED INSURANCE SALES; UNDER THE NAME GLOBAL FINANCIAL ASSOCIATES, INC; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 3. SOLE PROPRIETOR, PREPARING TAX RETURNS AND GENERAL ACCOUNTING SERVICES, LANCE W. RULTENBERG, CPA; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-22

S63 Uniform Securities Agent State Law Examination

1992-10-22

Other Names

Lance W Rultenberg

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Names

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