Best Investors Account Sign in
Inactive

John Kyle Richards

Richards Financial

Harrisburg, PA

Claim This Profile
Current Employers
Richards Financial

Riviera Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-06-27
  • PA RA
    APPROVED
    Since 2012-06-27

Branch Locations

Harrisburg, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Richards Financial Harrisburg PA 01/2012 Present
Previous Registrations
  • 2009-02-25 → 2011-12-31
    Kovack Advisors, Inc.
    Harrisburg, PA
    Ft. Lauderdale, FL
  • 2007-01-25 → 2008-12-31
    Ic Advisory Services, Inc.
    Bedminster, NJ
  • 2002-11-04 → 2003-07-10
    Choreo, Llc
    Harrisburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-23
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S65 Uniform Investment Adviser Law Examination
    2006-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17
Other Names
  • John Kyle Richards
  • J K R

View on SEC IAPD

More in Harrisburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor