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Charles Leonidas Mitsakos

Capital Client Group, Inc.

Los Angeles, CA

Seattle, WA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-07
  • CA RA
    APPROVED
    Since 2014-01-07

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 12/2015 01/2021
American Funds Los Angeles CA 01/2021 01/2024
American Funds Los Angeles CA 01/2024 Present
  • 12/2015 → 01/2021
    American Funds
    Los Angeles, CA
  • 01/2021 → 01/2024
    American Funds
    Los Angeles, CA
  • 01/2024 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
  • 2004-10-28 → 2005-03-07
    Amundi Asset Management Us, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-07
S66 Uniform Combined State Law Examination 2004-10-25
S63 Uniform Securities Agent State Law Examination 1993-02-02
  • S65 Uniform Investment Adviser Law Examination
    2014-01-07
  • S66 Uniform Combined State Law Examination
    2004-10-25
  • S63 Uniform Securities Agent State Law Examination
    1993-02-02
Other Names
  • Charles Leoniolas Mitsakos
  • Chuck Mitsakos

View on SEC IAPD

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Sarah Mushtaq Chhotani
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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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