Terence Douglas Welsh

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-02-28
TX	RA	APPROVED_RES	2018-02-27
NV	RA	APPROVED	2018-02-14
CO	RA	APPROVED	2018-02-09
UT	RA	APPROVED	2018-01-11
AZ	RA	APPROVED	2017-12-01
CA	RA	APPROVED	2017-10-20

FL RA
APPROVED

Since 2018-02-28
TX RA
APPROVED_RES

Since 2018-02-27
NV RA
APPROVED

Since 2018-02-14
CO RA
APPROVED

Since 2018-02-09
UT RA
APPROVED

Since 2018-01-11
AZ RA
APPROVED

Since 2017-12-01
CA RA
APPROVED

Since 2017-10-20

Branch Locations

Newport Beach, CA • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Newport Beach	CA	02/2015	09/2017
Wedbush Securities Inc.	Newport Beach	CA	10/2017	01/2022
Wedbush Securities Inc.	Los Angeles	CA	01/2022	Present

02/2015 → 09/2017

D.A. Davidson & Co.

Newport Beach, CA
10/2017 → 01/2022

Wedbush Securities Inc.

Newport Beach, CA
01/2022 → Present

Wedbush Securities Inc.

Los Angeles, CA

Previous Registrations

2013-11-25 → 2017-10-02

D.A. Davidson & Co.

Newport Beach, CA
2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Newport Beach, CA
1997-07-08 → 2013-11-04

Crowell, Weedon & Co.

Newport Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-11
S63	Uniform Securities Agent State Law Examination	1992-10-23

S66 Uniform Combined State Law Examination

2006-10-11
S63 Uniform Securities Agent State Law Examination

1992-10-23

Other Names

Doug Welsh

View on SEC IAPD