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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-01 |
Branch Locations
2517 State Hwy 35 Bldg C Suite 201, Manasquan, NJ 08736 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc. | Saddle Brook | NJ | 02/2016 | 12/2020 |
| National Asset Management | Paramus | NJ | 12/2020 | Present |
| National Securities Corporation | Paramus | NJ | 12/2020 | 07/2022 |
| B. Riley Wealth Management | Paramus | NJ | 07/2022 | 04/2023 |
| Aegis Capital Corp | Manasquan | NJ | 04/2023 | Present |
ACC Agency, 1305 Walt Whitman Rd., Suite 120 Melville, NY 11747; Investment Related; General Insurance Agency, Producer, Agent; Start date: 06/12/2024; 5-10 per month dedicated to business, including securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
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