David Hershel Maharam

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
PA	RA	APPROVED	2013-08-07
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-15
PA RA
APPROVED

Since 2013-08-07
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Blue Bell	PA	10/2007	Present
Morgan Stanley Smith Barney	Blue Bell	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/2007 → Present

Morgan Stanley & Co., Incorporated

Blue Bell, PA
06/2009 → Present

Morgan Stanley Smith Barney

Blue Bell, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-10-29 → 2009-06-01

Morgan Stanley & Co. Llc

Blue Bell, PA
2003-11-25 → 2007-10-24

Wells Fargo Clearing Services, Llc

Conshohocken, PA

Conshohocken, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-24
S63	Uniform Securities Agent State Law Examination	1992-10-21

S65 Uniform Investment Adviser Law Examination

1997-10-24
S63 Uniform Securities Agent State Law Examination

1992-10-21

View on SEC IAPD

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