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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1997-12-19 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 07/1992 | Present |
| Bank Of America,Na | Menlo Park | CA | 09/2009 | Present |
1)GRIZZLY RANCH 163 RED HAWK PORTOLA CA 96122 REAL ESTATE STARTED: 01-NOV-2006. HOURS PER MONTH: 0 - 20 NONE DURING SECURITIES TRADING. INVESTMENT RELATED. 2)I*78319 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CORY GOLIGOSKI INVESTMENT RELATED: N ADDRESS OF BUSINESS: HILLSBOROUGH, CALIFORNIA NATURE OF BUSINESS: OTHER,INDIVIDUAL POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-20 |
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