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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2000-10-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jamestown | NY | 07/1992 | Present |
| Bank Of America, Na | Buffalo | NY | 11/2009 | Present |
I*: 2056266Entity Type: Business or Industry OrganizationName of OBA: USGA (united state golf association)Address: Williamsville, NYInvestment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 10/22/2024Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0Duties: Co-Chair of 2027 USGA Women's Mid-Amateur Golf TournamentCo-Chair of 2032 USGA Men's Senior Amateur Golf Tournament I*1123261Entity Type: N/AName of OBA: Country Club of BuffaloAddress:Williamsville New YorkInvestment Related:NoPosition, Title, Association:Board MemberStart Date:01/01/2023No Hours: 8 MonthlyNo Hours during trading:0 MonthlyDuties: effect the object and purpose of the Club according to its Constitution and Bylaws. attend the monthly Board of Governors meeting. participate in discussion and vote when needed on matters pertaining to the membership and operation of Country Club of Buffalo. Country Club of Buffalo is a private club with a golf course, pool, courts and food and beverage service. club for social, athletic and recreative purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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