William Thomas Avery

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-08
TX	RA	APPROVED_RES	2017-08-29
MI	RA	APPROVED	2010-10-05

FL RA
APPROVED

Since 2024-01-08
TX RA
APPROVED_RES

Since 2017-08-29
MI RA
APPROVED

Since 2010-10-05

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

1217 Woodward Ave. 3Rd Floor, Detriot, MI 48226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	MI	08/1996	Present

08/1996 → Present

Ubs Financial Services Inc.

Birmingham, MI

Other Businesses

1)DETROIT ECONOMIC CLUB/211 WEST FORT STREET SUITE 505 DETROIT MI 48226-3286/MEMBER OF ECONOMIC CLUB OF PROFESSIONALS AND BUSINESS OWNERS/2 HRS. PER MONTH.2)GROSSE POINTE GRYPHONS/991 FISHER RD. GROSSE POINTE, MI 48230/2 HRS. PER MONTH/YOUTH BASEBALL TEAM.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-21
S63	Uniform Securities Agent State Law Examination	1992-11-19

S65 Uniform Investment Adviser Law Examination

1997-01-21
S63 Uniform Securities Agent State Law Examination

1992-11-19

Other Names

William Thomas Avery

View on SEC IAPD