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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-29
TX RA APPROVED_RES 2016-10-21
OH RA APPROVED 1999-09-11
  • FL RA
    APPROVED
    Since 2018-10-29
  • TX RA
    APPROVED_RES
    Since 2016-10-21
  • OH RA
    APPROVED
    Since 1999-09-11

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Dayton OH 03/1997 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-09
S65 Uniform Investment Adviser Law Examination 1992-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09
  • S65 Uniform Investment Adviser Law Examination
    1992-08-05
Other Names
  • Denise Ingersoll

View on SEC IAPD

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