Gustin Deloran Fox-Smith

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2006 → 08/2022
  Fox-Smith W.M
  Westminster, CO
• 09/2022 → Present
  Fox-Smith Wealth Management, Llc Dba Fs Advisors Wealth Manageme
  Westminster, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2024 → Present
  Sea To Summit
  Westminster, CO
• 01/2025 → Present
  Fs Advisors Wealth Management, Llc
  Westminster, CO

Previous Registrations

• 2015-02-09 → 2016-09-16
  Hinds Financial Group Inc
  Westminster, CO
  Lakewood, CO
• 2001-06-21 → 2008-08-28
  Sela Capital Group Llc
  Broomfield, CO

Other Businesses

1. NAME OF OTHER BUSINESS: FOX-SMITH WEALTH MANAGEMENT, LLC DBA FS ADVISORS WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FOX-SMITH WEALTH MANAGEMENT, TRANSITION CONSULTING DIVISION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: VALUATION, BUY/SELL, TRANSITION PLANNING FOR ADVISORS START DATE: 03/01/2016 POSITION/TITLE/RELATIONSHIP: TRANSITION CONSULTANT, FOUNDER, OWNER APX NUMBER OF HOURS PER WEEK: 4-6 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SOURCE CLIENTS, COLLECT DATA, DELIVER VALUATIONS. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/02/2016; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE. 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: BOOK START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: WRITING AND PUBLISHING WORKBOOK ABOUT ESTATE PLANNING. 5. NAME OF OTHER BUSINESS: ACQUILOGIC, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK:6-8; APX NUMBER OF HOURS DURING TRADING HOURS: 6-8; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX REPORTING PURPOSES; 6. NAME OF OTHER BUSINESS: SEA TO SUMMIT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY; 7. NAME OF OTHER BUSINESS: N/A - GUSTIN FOX-SMITH; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED AGENT FOR LLC; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 0.01; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REGISTERED AGENT, CONTACT PERSON FOR COMMUNICATIONS ON BEHALF OF AN OUT OF STATE CLIENT; 8) NAME OF OTHER BUSINESS: FS ADVISORS WEALTH MANAGEMENT, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: TO PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-01

Designations

Other Names

• Gustin Deloran Smith
• Gus Smith
• Gus Smith
• Gustin Deloran Foxsmith